Spencer is SIS’ Compliance Associate. He assists Charles with all Compliance duties, runs audits of websites, and handles monthly and yearly paperwork for each IAR that SIS associates with.
Previously, Spencer was the Proofreader and Quality Assurance specialist for Advisors’ Academy, a sister company of SIS that solely focuses on annuities. His knowledge gained over the past three years working with AA has helped him greatly in his role, allowing him to gain a better understanding of what can and cannot be considered compliant and making his transition to Compliance extremely smooth.
He is currently studying to take his Series 65 exam in mid-April, which will further develop his Compliance and financial knowledge. When not at work, he enjoys working out, spending time with friends and family, and spoiling his dog Lucy and cat Piper.